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A Strategic Collaboration With Kaplan: Certified Financial Advisor Study Guides

Navigate the rigorous SIE, Series 7, Series 65, and Series 66 Financial Advisor Exams with The Financial Advisor Training Institute, and reach your career goals

Premier Financial Advisor Certification Study Materials 

Kaplan’s study materials cover many essential exam topics, including investment securities, financial markets, laws, regulations, and ethical practices. This comprehensive approach ensures that students possess an understanding, leaving no aspect of the curriculum unexplored. These materials facilitate a broad understanding of crucial exam topics and employ innovative learning techniques to prepare students strategically. 

Innovative Learning Techniques

By incorporating textbooks, question banks, practice exams, and interactive online tools, Kaplan caters to diverse learning preferences. This multi-faceted approach enhances the overall learning experience for aspiring financial advisors, allowing them to engage in self-paced study or interactive sessions per their individual needs. As a result, students are equipped to pass exams and prepared to embark on their professional journey confidently, armed with practical knowledge and a deep understanding of the finance industry.

Keeping Pace with Industry Changes

Kaplan’s commitment to updating its materials ensures that students prepare for exams and stay current on practical realities in the financial world. Whether grasping the nuances of emerging financial technologies or understanding the implications of recent legislative changes, students equipped with Kaplan's up-to-date resources are primed to make informed decisions in an evolving industry. Ensuring that as students step into their roles as financial advisors, they possess theoretical proficiency and a practical understanding of the challenges and opportunities that lie ahead.

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Tailored Financial Advisor Study Guides with Diagnostic Tools

Kaplan’s resources include diagnostic assessments identifying a student’s strengths and areas needing improvement. This personalized approach optimizes study efforts, promoting efficient learning and effective exam preparation tailored to individual needs.

a financial advisor taking a certification test after using the study guide

Expert Assistance for Comprehensive Understanding

Access to Kaplan's knowledgeable instructors is indispensable for students in financial advising, serving as a guiding force during exam preparation and the post-exam phase. These instructors are essential in clarifying complex concepts, offering tailored insights, and fostering a deeper understanding crucial for success in licensing exams. 

Beyond exam readiness, their guidance proves invaluable as students transition into their roles as financial advisors, providing real-world perspectives and industry insights. This continuous support establishes a seamless connection between academic learning and practical application, guaranteeing students excel in exams and enter the financial advisory field with a foundation for long-term success.

Demonstrable Success Rates

The strategic partnership between FATI and Kaplan has proven transformative, notably amplifying student success rates. Providing top-tier study materials and essential support mechanisms has translated into consistently elevating pass rates among FATI students sitting for licensing exams. This outcome serves as a tangible testament to the efficacy of Kaplan’s educational resources. It highlights FATI's unwavering dedication to ensuring its students' triumph in pursuing financial advisor licensure.

Beyond Exams

Kaplan’s study materials pave the way for exam success and serve as the bedrock for graduates entering the financial advisory industry. Beyond exam readiness, these resources contribute to the establishment of a solid knowledge foundation and foster confidence among students. This newfound confidence becomes a pivotal asset as graduates transition into licensed financial advisors, enabling them to provide informed guidance and adeptly navigate the multifaceted challenges within the financial industry.

The partnership between the Financial Advisor Training Institute and Kaplan signifies a significant advancement in financial advisor education. By providing students with industry-leading study materials and innovative learning tools, this collaboration ensures that FATI’s graduates are exceptionally well-prepared for the demanding world of financial advising. As these students evolve from learners to licensed professionals, the foundation laid by this partnership will be instrumental in their continued success and growth.

Written By Terry Lindner

Board President and Chief Executive Officer at Financial Advisor Training Institute

Building the industry’s future pipeline with qualified, inspired talent. We exist to ensure the future preparedness of the next generation of retail Financial Advisors. By replenishing a depleting and aging workforce with a new, qualified talent pool, we can help uphold the financial well-being of the U.S. Economy and the American public at large.

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